Regina Quigley

Current Employers

Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-03-31
NY	RA	APPROVED	2025-03-31
TX	RA	APPROVED_RES	2025-03-31

CA RA
APPROVED

Since 2025-03-31
NY RA
APPROVED

Since 2025-03-31
TX RA
APPROVED_RES

Since 2025-03-31

Branch Locations

1075 Northern Blvd, Roslyn, NY 11576-1681 • United States

2900 W. Alameda Ave Ste 150, Burbank, CA 91505-4241 • United States

1600 Newport Center Dr Ste 100, Newport Beach, CA 92660-6208 • United States

Costa Mesa, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
T.D. Ameritrade	Campbell	CA	12/2011	12/2020
Fidelity Investments	San Francisco	CA	12/2020	Present
Fidelity Investments	Boston	MA	03/2025	Present

12/2011 → 12/2020

T.D. Ameritrade

Campbell, CA
12/2020 → Present

Fidelity Investments

San Francisco, CA
03/2025 → Present

Fidelity Investments

Boston, MA

Previous Registrations

2021-02-05 → 2025-03-31

Fidelity Personal And Workplace Advisors

San Francisco, CA

West Hollywood, CA

Roslyn, NY

Riverhead, NY
2011-12-07 → 2021-01-06

Td Ameritrade, Inc.

Campbell, CA

San Mateo, CA

San Diego, CA

San Mateo, CA
2019-04-22 → 2021-01-06

Td Ameritrade Investment Management, Llc

San Mateo, CA
2011-12-07 → 2017-07-31

Td Ameritrade Investment Management, Llc

Campbell, CA

San Mateo, CA
2005-06-29 → 2011-09-01

Charles Schwab & Co., Inc.

San Mateo, CA

San Mateo, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-06-15
S63	Uniform Securities Agent State Law Examination	1983-06-28

S66 Uniform Combined State Law Examination

2005-06-15
S63 Uniform Securities Agent State Law Examination

1983-06-28

Other Names

Regina Dorothy Quigley

View on SEC IAPD