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Rbc Capital Markets, LLC CRD 31194
$310B regulatory AUM 1,893 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-12-22 |
| CA | RA | APPROVED | 2013-05-01 |
Branch Locations
345 California Street, San Francisco, CA 94104-2642 • United States
San Francisco, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | San Francisco | CA | 05/2013 | Present |
| City National Bank | San Francisco | CA | 08/2016 | Present |
(1) OSMIUM SPARTAN LP (2) NAME OF ENTITY: 465 10th Street Condo Association ADDRESS: 465 10th Street Loft 101 San Francisco, CA, USA CA 94103 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Other START DATE: Jul 17, 2026 CAPACITY: Officer DUTIES: Condo Association HOURS DEVOTED PER MONTH: 30 minutes per month HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-12-02 |
| S63 | Uniform Securities Agent State Law Examination | 1983-04-20 |
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