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Brandon Michael Mccormick

Prime Capital Financial

Overland Park, KS

Flower Mound, TX

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Current Employers
Prime Capital Financial

6201 College Blvd. Suite #150, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2025-04-25
TX RA APPROVED 2017-08-10
  • KS RA
    APPROVED
    Since 2025-04-25
  • TX RA
    APPROVED
    Since 2017-08-10

Branch Locations

6201 College Blvd. Suite #150, Overland Park, KS 66211 • United States

777 International Parkway Ste. #180, Flower Mound, TX 75022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc Fairfield IA 05/2012 04/2018
Lawing Financial, Inc Overland Park KS 08/2012 10/2017
Prime Capital Investment Advisors, Llc Overland Park KS 08/2017 Present
Private Client Services Louisville KY 04/2018 12/2018
  • 05/2012 → 04/2018
    Cambridge Investment Research, Inc
    Fairfield, IA
  • 08/2012 → 10/2017
    Lawing Financial, Inc
    Overland Park, KS
  • 08/2017 → Present
    Prime Capital Investment Advisors, Llc
    Overland Park, KS
  • 04/2018 → 12/2018
    Private Client Services
    Louisville, KY
Previous Registrations
  • 2012-08-13 → 2017-10-13
    Lawing Financial Inc
    Bedford, TX
    Overland Park, KS
    Dallas, TX
Other Businesses

1) PCRM, LLC doing business as Prime Capital Risk Management, investment-related, 6201 College Blvd., Suite #150, Overland Park, KS 66211, fixed-insurance products, insurance agent, 02/2021, <5 hrs./mo. <5 hours during trading, sale and service of fixed-insurance products including through non-affiliated Insurance Marketing Organizations (IMOs). 2) CHHSZ HOLDINGS, LLC, INVESTMENT-RELATED, 6201 COLLEGE BLVD SUITE #150, OVERLAND PARK, KS 66211, CHHSZ HOLDINGS, LLC IS A LIMITED LIABILITY COMPANY,"LLC" FORMED IN OCTOBER, 2019 UNDER THE LAWS OF THE STATE OF DELWARE. CHHSZ HOLDINGS, LLC IS THE SOLE OWNER OF PRIME CAPITAL INVESTMENT ADVISORS, LLC ("PCIA"), A FEDERALLY REGISTERED INVESTMENT ADVISER, MEMBER, <1 HOUR PER MONTH, <1 HOUR PER MONTH DURING TRADING HOURS, MEMBER PROVIDES PROFESSIONAL (INVESTMENT ADVISORY) SERVICES AS AN IAR OF PCIA.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-11-12
S66 Uniform Combined State Law Examination 2012-07-16
S63 Uniform Securities Agent State Law Examination 2007-09-14
  • S65 Uniform Investment Adviser Law Examination
    2018-11-12
  • S66 Uniform Combined State Law Examination
    2012-07-16
  • S63 Uniform Securities Agent State Law Examination
    2007-09-14
Designations

View on SEC IAPD

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