Stephen Patrick Dalton

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-05-05
PA	RA	APPROVED	2013-07-30

TX RA
APPROVED_RES

Since 2020-05-05
PA RA
APPROVED

Since 2013-07-30

Branch Locations

720 South Atherton Street, State College, PA 16801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Citigroup Global Markets Inc.	Lewistown	PA	03/1998	Present
Morgan Stanley Smith Barney	State College	PA	06/2009	Present
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	Present

03/1998 → Present

Citigroup Global Markets Inc.

Lewistown, PA
06/2009 → Present

Morgan Stanley Smith Barney

State College, PA
01/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Other Businesses

COMMERCIAL RENTAL PROPERTY, OWNER; LEWISTOWN, PA; 01/2013; DURING BUSINESS HOURS- 0, AFTER BUSINESS HOURS- 0; INVESTMENT RELATED; *537572 - Trust; Investment related: Yes; Reedsville, Pennsylvania; Trust; Trustee/Co-Trustee; 02/2023; During business hours: 2; After business hours: 0;

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1983-09-22

S63 Uniform Securities Agent State Law Examination

1983-09-22

View on SEC IAPD

Current Employers

Morgan Stanley

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

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