Best Investors
Account
Sign in
Best Investors
Account
Sign in
Stifel, Nicolaus & Company, Incorporated CRD 793
$198B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2020-08-12 |
| TX | RA | APPROVED_RES | 2020-08-10 |
Branch Locations
One Northwestern Plaza 28411 Northwestern Highway, Southfield, MI 48034 • United States
Northport, MI • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Birmingham | MI | 01/2009 | 08/2020 |
| Stifel Nicolaus & Co Inc | Southfield | MI | 08/2020 | Present |
1. Karmanos Cancer Institute; 4100 John R, Detroit, MI 48201; Cancer Research and Treatment; Attend annual meeting for updates; Provide information about organization; 05/01/1987; 2 Hours per Year; Not During Securities Trading Hours; Not Investment-Related. 2. 28411 Capital; 2862 Vineyards Dr, Troy, MI 48098; LLC that my partners and I are using to fund a private healthcare investment; 08/16/2023; 0 Hours per Day; Not during securities trading hours; Investment-Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-03-01 |
| S63 | Uniform Securities Agent State Law Examination | 1985-12-23 |
Reach out to this advisor