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Stephen Mark Haan

Spc

Grandville, MI

Ann Arbor, MI

CRD 1121535

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Employer firm

Spc CRD 110692

$6.10B regulatory AUM 4,483 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Spc

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2010-01-27
  • MI RA
    APPROVED
    Since 2010-01-27

Branch Locations

Grandville, MI • United States

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sigma Financial Corp Ann Arbor MI 04/2000 Present
Sigma Planning Corporation Ann Arbor MI 10/2002 Present
  • 04/2000 → Present
    Sigma Financial Corp
    Ann Arbor, MI
  • 10/2002 → Present
    Sigma Planning Corporation
    Ann Arbor, MI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-08-27
S63 Uniform Securities Agent State Law Examination 1983-06-13
  • S66 Uniform Combined State Law Examination
    2009-08-27
  • S63 Uniform Securities Agent State Law Examination
    1983-06-13
Other Names
  • Steve Haan

View on SEC IAPD

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