Frank Michael Zuch

Oppenheimer & Co. Inc.

Claim This Profile

Current Employers

Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2005-08-17

TX RA
APPROVED

Since 2005-08-17

Branch Locations

13455 Noel Road, Two Galleria Tower Suite 1800, Dallas, TX 75240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fahnestock & Co. Inc.	Dallas	TX	01/2003	Present

01/2003 → Present

Fahnestock & Co. Inc.

Dallas, TX

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2005-08-16
S63	Uniform Securities Agent State Law Examination	1983-04-21

S65 Uniform Investment Adviser Law Examination

2005-08-16
S63 Uniform Securities Agent State Law Examination

1983-04-21

View on SEC IAPD

Other Firms

RETIREMENT ADVISORS, LLC

7TH HARVEST INVESTMENTS

ADVISOR RESOURCE COUNCIL

PRIME SENTRY WEALTH MANAGEMENT LLC

OPENAIR FINANCIAL, LLC

GENEOS WEALTH MANAGEMENT, INC.

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

KESTRA ADVISORY SERVICES, LLC

Other Investors

MICHAEL CHARLES PERRY

Samuel James Perry

Michael Charles Perry

CHESTER ANDERSON

THOMAS MARC YOUNG

RYAN YANCY MULLIN

Leonid Murashkovskiy

Other Offices

RETIREMENT ADVISORS, LLC · DALLAS, TX

7TH HARVEST INVESTMENTS · DALLAS, TX

ADVISOR RESOURCE COUNCIL · Dallas, TX

PRIME SENTRY WEALTH MANAGEMENT LLC · ADDISON, TX

OPENAIR FINANCIAL, LLC · Dallas, TX

GENEOS WEALTH MANAGEMENT, INC. · Addison, TX

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Addison, TX

KESTRA ADVISORY SERVICES, LLC · ADDISON, TX

More in Dallas, TX

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor