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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-10-05 |
| PA | RA | APPROVED | 2016-06-01 |
Branch Locations
5913 Smithfield Street, Boston, PA 15135-1138 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Linsco Private Ledger Corp | Boston | PA | 05/2004 | Present |
| Lpl Financial Llc | Boston | PA | 05/2004 | Present |
1. 04/19/2011 - TUMBAS FINANCIAL SERVICES - INV REL - AT REPORTED LOCATION - NON-VARIABLE INSURANCE DBA LIFE, DISABILITY, LONG TERM CARE, FIXED ANNUITIES - 25% TIME SPENT - SELLING NON-VARIABLE INSURANCE OUTSIDE OF LPL 2. 01/27/2017 - Peter M. Tumbas, Inc - Investment Related - at reported business location - Business Entity For Tax/Investment Purposes Only - 01/01/1990 - 0 hours per month - business entity for tax purposes.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-06-01 |
| S63 | Uniform Securities Agent State Law Examination | 1983-08-30 |
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