Inactive

Catherine Gaynell Bailey

Ascentis Independent Advisors, LLC

Ascentis Asset Management, LLC

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Current Employers

Ascentis Independent Advisors, Llc

5001 Spring Valley Road Suite 810W, Dallas, TX 75244 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-10-15

TX RA
APPROVED

Since 2025-10-15

Branch Locations

5001 Spring Valley Road Suite 810W, Dallas, TX 75244 • United States

5001 Spring Valley Rd, Ste 810W, Dallas, TX 75244 • United States

Ascentis Asset Management, Llc

5001 Spring Valley Rd Suite 810W, Dallas, TX 75244 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-09-07

TX RA
APPROVED

Since 2025-09-07

Branch Locations

5001 Spring Valley Rd Suite 810W, Dallas, TX 75244 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Castleview Partners, Llc	Dallas	TX	11/2015	03/2021
Org Partners, Llc	Roanoke	IN	03/2021	Present
Ascentis Asset Management, Llc	Dallas	TX	08/2025	Present
Golden State Equity Partners	Dallas	TX	10/2025	Present

11/2015 → 03/2021

Castleview Partners, Llc

Dallas, TX
03/2021 → Present

Org Partners, Llc

Roanoke, IN
08/2025 → Present

Ascentis Asset Management, Llc

Dallas, TX
10/2025 → Present

Golden State Equity Partners

Dallas, TX

Previous Registrations

2021-10-31 → 2026-01-05

Org Partners

Dallas, TX

Dallas, TX
2017-12-13 → 2021-03-25

Castleview Partners, Llc

Dallas, TX
2013-07-29 → 2015-11-19

Td Ameritrade, Inc.

San Diego, CA

Westlake, TX

Ft. Worth, TX
2013-01-24 → 2013-06-20

Fortitude Advisory Group L.L.C.

Gig Harbor, WA
2008-07-22 → 2011-03-11

Fortitude Advisory Group L.L.C.

Gig Harbor, WA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-07-21
S63	Uniform Securities Agent State Law Examination	1991-01-22

S66 Uniform Combined State Law Examination

2008-07-21
S63 Uniform Securities Agent State Law Examination

1991-01-22

Other Names

Cathy Bailey

View on SEC IAPD

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