Frederick Charles Shibel

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2015 → 10/2017
  Morgan Stanley Private Bank, National Association
  New York, NY
• 10/2017 → Present
  Stifel Nicolaus & Co Inc
  Skaneateles, NY

Other Businesses

1. LEOPOLD LODGE COMPANY LLC,NEW YORK 13152-REAL ESTATE- LAND OWNER 2. Phoenix Life Ins Company; PO Box 8027 Boston MA 02266; Annuity and Life Ins; Broker; service policies- renewal commissions; 8/3/1982; 15.0 hours per year; during securities trading hours; Investment-Related. 3. Treviso Bay Rental; 9830 Giaveno Circle unit 1611, Naples, FL 13152; rental of my Condo in Naples Fla; Owner of the Unit; Collect rent pay for cleaning when rental ends; 01/01/2022; 2 Hours per Year; Not During Securities Trading Hours; Investment-Related.

Exams

• S63 Uniform Securities Agent State Law Examination
  1993-07-12

Other Names

• Frederick Charles Jr Shibel