David Leon Johnson

Employer firm

Eagle Strategies LLC CRD 110826

$32.0B regulatory AUM 6,662 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Periodicals / newsletters
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

Authority	Category	Status	Date
IA	RA	APPROVED	2001-06-11

IA RA
APPROVED

Since 2001-06-11

Branch Locations

Ankeny, IA • United States

225 E 7Th Street, Carroll, IA 51401 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
New York Life Insurance Company	Omaha	NE	07/1982	Present
Nylife Securities Llc	West Des Moines	IA	03/1983	Present
Eagle Strategiess Llc	Carroll	IA	06/2001	Present
Innovative Financial Solutions	Ankeny	IA	06/2024	Present

07/1982 → Present

New York Life Insurance Company

Omaha, NE
03/1983 → Present

Nylife Securities Llc

West Des Moines, IA
06/2001 → Present

Eagle Strategiess Llc

Carroll, IA
06/2024 → Present

Innovative Financial Solutions

Ankeny, IA

Other Businesses

[APPOINTED WITH OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS: INVESTMENT RELATED; INSURANCE BROKER; START DATE 8/2004; P.O. BOX 9605 RAPID CITY, SD 57709; 1 hour per month] [OPERATING UNDER THE DBA NAME OF INNOVATIVE FINANCIAL SOLUTIONS FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; (ASSOCIATE); (ANKENY, IA); START DATE: 06/2024]

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1986-02-07

S63 Uniform Securities Agent State Law Examination

1986-02-07

Designations

Certified Financial Planner
Chartered Financial Consultant

View on SEC IAPD