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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2024-06-14
  • VA RA
    APPROVED
    Since 2024-06-14

Branch Locations

192 Ballard Court Suite 310, Virginia Beach, VA 23462 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America, Inc. Virginia Beach VA 12/2012 06/2024
Securities America Advisors, Inc. Virginia Beach NE 12/2012 06/2024
Osaic Wealth, Inc. Virginia Beach VA 06/2024 Present
  • 12/2012 → 06/2024
    Securities America, Inc.
    Virginia Beach, VA
  • 12/2012 → 06/2024
    Securities America Advisors, Inc.
    Virginia Beach, NE
  • 06/2024 → Present
    Virginia Beach, VA
Previous Registrations
  • 2012-12-07 → 2024-06-14
    Securities America Advisors, Inc.
    Virginia Beach, VA
  • 2006-02-10 → 2012-12-07
    Investors Security Company, Inc.
    Suffolk, VA
    Virginia Beach, VA
    Chesapeake, VA
    Suffolk, VA
    Virginia Beach, VA
  • 1998-10-21 → 2006-02-13
    Franklin, VA
Other Businesses

1. FRIEDMAN ASSOCIATES INSURANCE SALES - AGENT - START DATE: 10/1978 - LOCATED AT 233 BUSINESS PARK DR STE 200, VIRGINIA BEACH, VA 23462 - TIME SPENT: 78% 2. Friedman Agency, Inc. t/a Friedman Associates - DBA 3. POWER OF ATTORNEY FOR MARSHA W. MOTHERSHEAD POSITION: Attorney in Fact NATURE: Power of Attorney for Marsha W. Mothershead, sister INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/13/2023 ADDRESS: 8821 Carters Cove Road, Suffolk VA 23433, United States DESCRIPTION: Power of Attorney for sister

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-12-23
S63 Uniform Securities Agent State Law Examination 1983-06-28
  • S65 Uniform Investment Adviser Law Examination
    1994-12-23
  • S63 Uniform Securities Agent State Law Examination
    1983-06-28
Designations
Other Names
  • John M Woleben

View on SEC IAPD

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