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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED_RES | 2024-11-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Insurance Company Of America | Kettering | OH | 09/1981 | Present |
| Pruco Securities, Llc. | Kettering | OH | 09/1981 | 11/2024 |
| Lpl Enterprise, Llc | Kettering | OH | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-09-01 |
| S63 | Uniform Securities Agent State Law Examination | 1998-04-09 |
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