Richard Craig Harris

Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2024-01-11
MD	RA	APPROVED	2019-01-09
TX	RA	APPROVED_RES	2017-06-22
DC	RA	APPROVED	2016-09-06

FL RA
APPROVED

Since 2024-01-11
MD RA
APPROVED

Since 2019-01-09
TX RA
APPROVED_RES

Since 2017-06-22
DC RA
APPROVED

Since 2016-09-06

Branch Locations

1899 Pennsylvania Ave Nw Ste 1000, Washington, DC 20006 • United States

Riviera Beach, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Deutsche Bank Securities Inc.	Washington	DC	12/2007	09/2016
Raymond James & Associates, Inc.	Washington	DC	09/2016	Present

12/2007 → 09/2016

Deutsche Bank Securities Inc.

Washington, DC
09/2016 → Present

Raymond James & Associates, Inc.

Washington, DC

Previous Registrations

2008-01-09 → 2016-09-06

Deutsche Bank Securities Inc.

Washington, DC
1996-04-15 → 2007-12-13

Citigroup Global Markets Inc.

Potomac, MD

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-03-01
S63	Uniform Securities Agent State Law Examination	1983-06-09

S65 Uniform Investment Adviser Law Examination

1996-03-01
S63 Uniform Securities Agent State Law Examination

1983-06-09

Other Names

Rick Harris

View on SEC IAPD