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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-06-18 |
| IL | RA | APPROVED | 1998-08-24 |
Branch Locations
6801 Spring Creek Road Ste 1A, Rockford, IL 61114 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Rockford | IL | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Rockford | IL | 11/2016 | Present |
NET FOUNDATION; NOT INV RELATED; WEST ST PAUL, MN; CHURCH ORGANIZATION; ADVISORY BOARD MEMBER; START DATE 06/01/2025; 5 HOURS PER MONTH; 0 HOURS DURING TRADING SPOTO CHARITABLE REMAINDER TRUST ; INV RELATED; ROCKFORD, IL; DISTRIBUTION OF 501C(3) FUNDS; TRUSTEE/CO-TRUSTEE; START DATE: 11/03/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING; |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-11-22 |
| S63 | Uniform Securities Agent State Law Examination | 1983-05-13 |
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