Kyle Allen Grossart

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2015-03-27
TX	RA	APPROVED	2015-03-27

CA RA
APPROVED

Since 2015-03-27
TX RA
APPROVED

Since 2015-03-27

Branch Locations

1420 Rocky Ridge Drive, Roseville, CA 95661 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Stifel Nicolaus & Co Inc	Roseville	CA	03/2015	Present

03/2015 → Present

Stifel Nicolaus & Co Inc

Roseville, CA

Previous Registrations

2008-12-04 → 2015-04-24

Hilltop Securities Inc.

White Salmon, WA

Panama City Beach, FL

Roseville, CA
2004-01-27 → 2008-12-18

M.L. Stern & Co., Llc.

Sacramento, CA

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1984-03-15

S63 Uniform Securities Agent State Law Examination

1984-03-15

View on SEC IAPD

Employer firm

Current Employers

Stifel, Nicolaus & Company, Incorporated

Disclosures

Employment History

Previous Registrations

Exams

Nearby Firms

Nearby Investors

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