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Ann P. S. Stickford

Wells Fargo Clearing Services, LLC

Naples, FL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-12-22
FL RA APPROVED 2008-01-01
  • TX RA
    APPROVED_RES
    Since 2017-12-22
  • FL RA
    APPROVED
    Since 2008-01-01

Branch Locations

9110 Strada Pl Ste 6300 Bldg 6, Naples, FL 34108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Naples FL 05/2009 11/2016
Wells Fargo Clearing Services, Llc Naples FL 11/2016 Present
Previous Registrations
  • 1994-07-18 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Naples, FL
    St. Louis, MO
    Naples, FL
Other Businesses

RENTAL PROPERTY; INVESTMENT RELATED; NAPLES, FL; 100% OWNERSHIP; START DATE 01/01/2016; 3 HOURS PER MONTH/0 DURING TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-01-24
S63 Uniform Securities Agent State Law Examination 1983-07-22
  • S65 Uniform Investment Adviser Law Examination
    2018-01-24
  • S63 Uniform Securities Agent State Law Examination
    1983-07-22
Designations
Other Names
  • Ann Helmer
  • Ann Ps Helmer
  • Ann P Helmer
  • Ann F Helmer
  • Ann Pope Syes Helmer
  • Ann Stickford
  • Ann Pope Syes Stickford Helmer
  • Ann Pope Syes Helmer
  • Ann Pope Syes Stickford Helmer
  • Ann P Stickford

View on SEC IAPD

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Other Offices

TRUIST ADVISORY SERVICES, INC. · NAPLES, FL
TRUIST ADVISORY SERVICES, INC. · NAPLES, FL
WELLS FARGO CLEARING SERVICES, LLC · NAPLES, FL
J.P. MORGAN SECURITIES LLC · NAPLES, FL
SYNOVUS SECURITIES, INC. · NAPLES, FL
LPL FINANCIAL LLC · NAPLES, FL
CAPITAL WEALTH PLANNING, LLC · NAPLES, FL
AMERIPRISE FINANCIAL SERVICES, LLC · NAPLES, FL

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