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Bruce David Swanson

Portfolio Design Services, LLC

Roanoke, VA

River Falls, WI

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Current Employers
Portfolio Design Services, Llc

122 N. 2Nd Street, River Falls, WI 54022 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2025-07-01
VI RA APPROVED 2025-07-01
VA RA APPROVED 2005-11-30
  • WI RA
    APPROVED
    Since 2025-07-01
  • VI RA
    APPROVED
    Since 2025-07-01
  • VA RA
    APPROVED
    Since 2005-11-30

Branch Locations

Roanoke, VA • United States

122 N. 2Nd Street, River Falls, WI 54022 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Portfolio Design Services, Llc Denver CO 05/2004 07/2021
Portfolio Design Services, Llc River Falls WI 07/2021 01/2024
Portfolio Design Services, Llc River Falls WI 01/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-01-03
S65 Uniform Investment Adviser Law Examination 1993-04-23
S63 Uniform Securities Agent State Law Examination 1986-10-10
  • S66 Uniform Combined State Law Examination
    2003-01-03
  • S65 Uniform Investment Adviser Law Examination
    1993-04-23
  • S63 Uniform Securities Agent State Law Examination
    1986-10-10
Other Names
  • Bruce D Swanson

View on SEC IAPD

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