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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2025-06-16
  • MA RA
    APPROVED
    Since 2025-06-16

Branch Locations

149 13Th St., Charlestown, MA 02138 • United States

104 Mount Auburn Street, Cambridge, MA 02138 • United States

399 Revolution Dr Rm 3E30, Somerville, MA 02145-1484 • United States

55 Fruit St, Boston, MA 02114-2621 • United States

435 Brookline Ave., Boston, MA 02138 • United States

1614 Tremont Street, Boston, MA 02120 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mka Executive Planners Woburn MA 07/2014 08/2018
Advisory Group Equity Services Ltd Woburn MA 07/2014 09/2018
Tiaa Newton MA 08/2018 08/2024
Tiaa-Cref Individual & Institutional Services, Llc Newton MA 08/2018 08/2024
Unemployed Peabody MA 09/2024 03/2025
Cuso Financial Services, Lp San Diego CA 03/2025 05/2025
Lpl Financial Llc Cambridge MA 05/2025 Present
Harvard Federal Credit Union Cambridge MA 05/2025 Present
  • 07/2014 → 08/2018
    Mka Executive Planners
    Woburn, MA
  • 07/2014 → 09/2018
    Advisory Group Equity Services Ltd
    Woburn, MA
  • 08/2018 → 08/2024
    Tiaa
    Newton, MA
  • 08/2018 → 08/2024
    Newton, MA
  • 09/2024 → 03/2025
    Unemployed
    Peabody, MA
  • 03/2025 → 05/2025
    Cuso Financial Services, Lp
    San Diego, CA
  • 05/2025 → Present
    Cambridge, MA
  • 05/2025 → Present
    Harvard Federal Credit Union
    Cambridge, MA
Previous Registrations
Other Businesses

1)6/3/2025- Harvard FCU Investment Services - DBA for LPL Business (entity for LPL business) - INV. RELATED- At reported business location(s)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-11-29
S63 Uniform Securities Agent State Law Examination 2018-03-02
  • S66 Uniform Combined State Law Examination
    2018-11-29
  • S63 Uniform Securities Agent State Law Examination
    2018-03-02

View on SEC IAPD

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