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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2025-01-28 |
| DC | RA | APPROVED | 2005-11-28 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Washington | DC | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Washington | DC | 11/2016 | Present |
HOOD COLLEGE, INV RELATED, FREDERICK, MD, FINANCE COMMITTEE MEMBER, START 10/1/2022, 6 HOURS PER MONTH, 3 HOURS DURING TRADING, BUDGETINGS AND REVIEWING FINANCIAL DATE PROVIDED BY THE CFO. HOOD COLLEGE, INV RELATED, FREDERICK, MD, INVESTMENT COMMITTEE MEMBER, START 10/1/2022, 6 HOURS PER MONTH, 3 HOURS DURING TRADING, REVIEWING CONSULTANT'S REPORTS, MONITORING FOR ADHERENCE TO IPS, AND PROVIDING OVERSIGHT.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-10-12 |
| S63 | Uniform Securities Agent State Law Examination | 1990-02-02 |
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