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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2024-11-14 |
| OK | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED_RES | 2024-11-14 |
Branch Locations
300 South Shawnee Ave, Bartlesville, OK 74006 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Bartlesville | OK | 11/1981 | 11/2024 |
| Prudential Insurance Company Of America | Bartlesville | OK | 11/1981 | Present |
| Lpl Enterprise, Llc | Bartlesville | OK | 11/2024 | Present |
1.8/22/2024; SCHWEGMAN INS AND FINANCIAL SERVICES LLC; non variable ins; yes inv related; 100 hr/mo non trading; 80 hr/ mo tgrading; 11/02/1981 2. 08/16/2024; THE HUBERT J SCHWEGMAN AND ILA JEAN SCHWEGMAN FAMILY TRUST; trust; yes inv related; 2 hr/mo nontrading; 1 hr/mo trading; +04/19/2023 Schwegman Ins & Fin'l Servs, LLC~300 S Shawnee, Bartlesville, OK 74006~DBA~N~Owner~12/2001~160 hrs/mo~136 trading hrs/mo|Berkshire Life Ins Co Of Amer|Blue Cross/Blue Shield;Colonial Life & Accident Ins Co; Community care Hmo Inc|Communitycare Life & Health Ins Co;Dearborn Nat'l;Golden Rule Ins Co|Guardian;Hcsc Ins Services Co;Integrity Life;Jackson Nat'l Life Ins Co;MetLife Ins Co of Connecticut;Mutual of Omaha;Principal;RBC Ins;Sun Life Fin'l;UnumProvident HUBERT J SCHWEGMAN AND ILA JEAN SCHWEGMAN TRUST POSITION: Trustee NATURE: Revocable Trust INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 08/12/2023 ADDRESS: 300 S Shawnee Ave, Bartlesville OK 74003, United States DESCRIPTION: Basic Trustee duties
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-08-25 |
| S63 | Uniform Securities Agent State Law Examination | 1983-06-01 |
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