William R Walters

Employer firm

Founders Financial Securities LLC CRD 137945

$4.14B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2010 → Present
  Founders Financial Securities, Llc
  Towson, MD
• 05/2010 → Present
  Wealth Planning Group Llc
  Chadds Ford, PA

Previous Registrations

• 2008-01-08 → 2010-05-25
  Woodbury Financial Services, Inc.
  Wilmington, DE
  Timonium, MD
  Wilmington, DE
• 2004-08-16 → 2008-01-14
  Msi Financial Services, Inc.
  Wilmington, DE
• 1992-01-15 → 2004-08-25
  Lpl Financial Llc
  Wilmington, DE

Other Businesses

1) Wealth Planning Group, LLC; Investment Related; 133 Commons Court; Chads Ford, PA 19317; Start Date: 01/2008; Insurance Broker; 20 Hrs. per month; Insurance brokerage, Fixed Insurance 2) 133 Commons Court, LLC; Non-Investment Related; 133 Commons Court Chadds Ford, PA 19317; Start Date: 07/2005; Owner; 2 Hrs. per month; responsible for renting properties to Wealth Planning Group, collecting rent and maintaining building

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-06-02
• S63 Uniform Securities Agent State Law Examination
  1984-06-27

Designations

• Certified Financial Planner

Other Names

• Bill Walters
• William Roy Walters
• William Roy Walters