David John Witz

Employer firm

Rpa Financial, LLC CRD 294105

$10.9B regulatory AUM 16 advisory clients

Reported services (Item 5G)

Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers

Rpa Financial, Llc

4340 Redwood Highway Suite B60, San Rafael, CA 94903 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APP_PEND_IARCE	2026-01-01

SC RA
APP_PEND_IARCE

Since 2026-01-01

Branch Locations

Fort Mill, SC • United States

4340 Redwood Highway Suite B60, San Rafael, CA 94903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fiduciary Risk Assessment	Charlotte	NC	05/2004	Present
Rpa Financial, Llc	San Rafael	CA	03/2019	Present

05/2004 → Present

Fiduciary Risk Assessment

Charlotte, NC
03/2019 → Present

Rpa Financial, Llc

San Rafael, CA

Previous Registrations

2006-09-29 → 2007-08-01

Nrp Financial, Inc.

Bryan, OH

Charlotte, NC
2006-01-18 → 2006-09-29

Financial Telesis Inc

Charlotte, NC

Charlotte, NC
2002-10-30 → 2004-05-21

Newport Group Securities, Inc.

Charlotte, NC
2002-04-29 → 2003-11-21

The Newport Group Of North Carolina, Inc.

Charlotte, NC

Other Businesses

I OWN 94% OF FIDUCIARY RISK ASSESSMENT LLC. THIS FIRM DEVELOPS WEB HOSTED FIDUCIARY COMPLIANCE TOOLS FOR THE RETIREMENT INDUSTRY. A LICENSE TO THE SYSTEM IS SOLD TO ANYONE WHO TOUCHES A RETIREMENT PLAN. THE SYSTEM DOES NOT RECOMMEND OR ENDORSE INVESTMENTS. WEBSITE ADDRESS IS WWW.FIDUCIARY-RISK.COM

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-02-14
S63	Uniform Securities Agent State Law Examination	1983-06-17

S65 Uniform Investment Adviser Law Examination

1997-02-14
S63 Uniform Securities Agent State Law Examination

1983-06-17

View on SEC IAPD