Clarence Gerald Mercatoris

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2008 → 08/2021
  Allegheny Investments Ltd
  Pittsburgh, PA
• 08/2021 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 08/2021 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2008-04-25 → 2021-08-31
  Allegheny Investments
  Brookeville, PA
  Pittsburgh, PA
  Brookville, PA
  Pittsburgh, PA
• 2005-06-25 → 2008-05-02
  Janney Montgomery Scott Llc
  Dubois, PA
  Dubois, PA
• 2005-04-27 → 2005-06-25
  Parker/Hunter Incorporated
  Dubois, PA

Other Businesses

1. CLARENCE G MERCATORIS, III, 305 N. Barnett St., Brookville PA 15825, United States, 05/01/1983, Agent, Insurance/Benefits/Human Resources, NIR, 10 HR/MO - 10 HR/MO TRADING 2. MERC INVESTMENTS, 305 N. Barnett St., Brookville PA 15825, United States, 08/31/2021, Owner, Using a Trade Name / DBA, NIR, 800 HR/MO - 800 HR/MO TRADING 3. COOLSPRING GAS AND OIL, 1464 N. Main St., Punxsutawney PA 15767, United States, 09/01/2010, Owner, 1099, NIR, 0 HR/MO - 0 HR/MO TRADING 4. BURNT HILLS REALTY LLC, 305 N. Barnett St., Brookville PA 15825, United States, 05/01/2005, Member, Hunt Club, NIR, 0 HR/MO - 0 HR/MO TRADING

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-02-25
• S63 Uniform Securities Agent State Law Examination
  1983-04-08

Other Names

• Clarence Gerald Mercatoris