Gary Todd Baumgarten

Current Employers

Employment History

• 11/1979 → Present
  New York Life Insurance Co
  Orlando, FL
• 07/1982 → Present
  Nylife Securities Inc.
  Orlando, FL
• 12/2004 → Present
  Baumgaretn Financial, Llc
  Winter Park, FL

Other Businesses

[INSURANCE BROKERING; APPOINTED WITH VARIOUS OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED PRODUCTS; INVESTMENT RELATED; DBA - BAUMGARTEN FINANCIAL, LLC; START DATE 12/2004] [PERSONAL MINI STORAGE, ST. CLOUD LLC; PRIVATE INVESTOR; NO TIME DEVOTED; START DATE 12/2002] [YELLOW BUTTERFLY INVESTMENTS LLLP; 50% CO-TRUSTEE OF YELLOW BUTTERFLY INVESTMENT LLLP WITH MY SPOUSE. THIS ENTITY IS SET UP FOR ESTATE PLANNING AND RETITLING OF ASSETS WHICH INCLUDES CASH, SECURITIES AND A PREVIOUSLY APPROVED OBA FOR PERSONAL MINI STORAGE] [NYLARC Holding Company, Inc.; Reinsuring the life insurance that I write with New York Life; 51 Madison Avenue, New York, NY 10010; Start Date 03/1995; Role/Title: Shareholder; Investment Related; 1 hours per month; 1 hours per month during securities trading hours] [ONE FLORIDA BANK, INC.; BANKING; 3660 MAGUIRE BLVD, SUITE 250, ORLANDO, FL 32803; Start Date 05/2019; Role/Title: Investor; Investment Related; 0 hours per month; 0 hours per month during securities trading hours] [BLUE HALO BIOMEDICAL LLC; THE COMPANY'S OBJECTIVE IS TO SIMPLIFY THE OPERATION OF CATHETERS AND RELATED HEALTHCARE DELIVERY MECHANISMS.; 2961 SANCTUARY CIRCLE, LAKELAND, FL 33803; Start Date 10/2019; Role/Title: Investor; Not Investment Related; 0 hours per month; 0 hours per month during securities trading hours] [FIRST WAVE RESTAURANT LLC ; DBA GALIT. Chef-driven Middle Eastern eatery with regular & sharing menus & creative cocktails in hip digs.; 2429 N LINCOLN AVE, CHICAGO, IL 60614; Start Date 11/2018; Role/Title: Investor; Not Investment Related; 0 hours per month; 0 hours per month during securities trading hours] [TAYLOR MADE LENDING LLC; Taylor Made Lending is a Florida Licensed Private Lender and Loan Servicing Company. A family-owned company. ; 1400 EAST OAKLAND PARK BLVD #103, FT. LAUDERDALE, FL 33334; Start Date 10/2010; Role/Title: Investor; Investment Related; 0 hours per month; 0 hours per month during securities trading hours; PASSIVE INVESTOR ONLY. NO PARTICIPATION IN DAY-TO-DAY BUSINESS MANAGEMENT.] [SKYMARK COVENTRY LLC; THIS BUSINESS IS INVOLVED IN BUILDING COVENTRY SQUARE APARTMENTS LOCATED IN SALISBURY, MARYLAND.; 1400 EAST OAKLAND PARK BLVD #103, FT. LAUDERDALE, FL 33334; Start Date 07/2018; Role/Title: Investor; Investment Related; 0 hours per month; 0 hours per month during securities trading hours; THE ENTITY EXPECTS TO SHARE REVENUE WITH ALL PASSIVE INVESTORS. NO DISTRIBUTIONS HAVE BEEN MADE AS OF YET.] [YB2 LLC; YB2 LLC IS THE ENTITY I USE TO FUND AND OWN CERTAIN PASSIVE INVESTMENTS. YELLOW BUTTERFLY INVESTMENTS, LLLP (CONSISTING OF THE GARY T BAUMGARTEN FAMILY TRUST AND THE DANA M. BAUMGARTEN FAMILY TRUST, GENERAL PARTNERS) IS THE SOLE MEMBER OF THE ENTITY.; 230 W READING WAY, WINTER PARK, FL 32789; Start Date 11/2012; Role/Title: Member; Investment Related; 0 hours per month; 0 hours per month during securities trading hours] [Second Wave Restaurant, LLC; The Restaurant will be a full service restaurant and bar in the Lincoln Park neighborhood of Chicago; NORTH LINCOLN AVENUE, CHICAGO, IL; Start Date 08/2023; Role/Title: Investor; Not Investment Related; 0 hours per month; 0 hours per month during securities trading hours; passive investor only]

Exams

• S63 Uniform Securities Agent State Law Examination
  2015-03-20
• S65 Uniform Investment Adviser Law Examination
  2000-11-21