Robert Lloyd Foss

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2022-06-02
WI	RA	APPROVED	2022-05-16

MN RA
APPROVED

Since 2022-06-02
WI RA
APPROVED

Since 2022-05-16

Branch Locations

505 N Highway 169 Suite 260, Plymouth, MN 55441 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cetera Advisor Networks Llc	El Segundo	CA	01/2013	05/2022
Lpl Financial Llc	Plymouth	MN	05/2022	Present

01/2013 → 05/2022

Cetera Advisor Networks Llc

El Segundo, CA
05/2022 → Present

Lpl Financial Llc

Plymouth, MN

Previous Registrations

2014-01-08 → 2022-06-01

Cetera Wealth Services, Llc

Minnetonka, MN

Oconomowoc, WI

Other Businesses

1. 12/20/2023 - Vantage Point Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 12/18/2023 - 160 Hours Per Month/ 100 Hours During Trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-08-12
S63	Uniform Securities Agent State Law Examination	1990-01-29

S65 Uniform Investment Adviser Law Examination

1997-08-12
S63 Uniform Securities Agent State Law Examination

1990-01-29

Other Names

Bob Foss

View on SEC IAPD