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1450 Brickell Avenue Suite 2900, Miami, FL 33131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2018-06-07 |
Branch Locations
1450 Brickell Avenue Suite 2900, Miami, FL 33131 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith, Inc. | New York, | NY | 04/2001 | 03/2017 |
| Bank Of America, N.A. | Miami | FL | 07/2011 | 03/2017 |
| Ucap Securities Llc | Miami | FL | 03/2017 | 05/2018 |
| Ucap Asset Management Llc | Miami | FL | 03/2017 | 05/2018 |
| Mora Wm Securities | Miami | FL | 05/2018 | Present |
| Mora Wealth Management Llc | Miami | FL | 05/2018 | Present |
Boreal Capital Management, LLC. (SEC Registered Investment Advisor) Affiliate of Boreal Capital Securities, LLC (FINRA Registered Broker Dealer) located at 1450 Brickell Ave, 29th Floor Miami, FL. 33131. Providing general advisory and investment services to customers. Mr. Doria may enter into cross referrals from ProviCapital (https://provicapital.com/). His compensation will be 15% of revenues generated by these client referrals. He has no personal financial investment in this activity. 1 hour per week he expects to devote to this activity. As of 3/1/2026 no compensation or referral arrangement has yet occurred.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-12-08 |
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