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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-01-12 |
| CA | RA | APPROVED | 2022-09-27 |
| CO | RA | APPROVED | 2022-09-27 |
Branch Locations
305 Madison Avenue, Morristown, NJ 07960 • United States
6 Venture, Suite 390, Irvine, CA 92618 • United States
Basalt, CO • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ak Financial Group | Irvine | CA | 09/1983 | Present |
| Lpl Financial, Llc | Irvine | CA | 09/2009 | Present |
| Private Advisor Group, Llc | Morristown | NJ | 09/2022 | Present |
1. 10/6/2009 - NON-VARIABLE INSURANCE - AK FINANCIAL GROUP - RECOMMEND AND HELP PLACE TRADITIONAL INSURANCE PRODUCTS. - 2% OF TIME SPENT - BASALT, CO. 2. 9/5/2013 - AK Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 3. 4/8/2019 - The Girard Revocable Management Trust - Not Investment Related - At Reported Business Location(s) - Act in a Fiduciary Capacity - Started 03/29/2019 - 0 Hours Per Month. 4. 7/29/2020 - No Business Name - Investment Related - Home Based - Mortgage/Real Estate Services - Started 07/15/2020 - 0 Hours Per Month - Selling and buying personal investment properties. 5. 09/29/2022 - Private Advisor Group LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date - 11/01/2022 - 160 Hours Per Month/160 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 11/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1986-11-19 |
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