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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-12
CA RA APPROVED 2022-09-27
CO RA APPROVED 2022-09-27
  • TX RA
    APPROVED_RES
    Since 2023-01-12
  • CA RA
    APPROVED
    Since 2022-09-27
  • CO RA
    APPROVED
    Since 2022-09-27

Branch Locations

305 Madison Avenue, Morristown, NJ 07960 • United States

6 Venture, Suite 390, Irvine, CA 92618 • United States

Basalt, CO • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ak Financial Group Irvine CA 09/1983 Present
Lpl Financial, Llc Irvine CA 09/2009 Present
Private Advisor Group, Llc Morristown NJ 09/2022 Present
  • 09/1983 → Present
    Ak Financial Group
    Irvine, CA
  • 09/2009 → Present
    Lpl Financial, Llc
    Irvine, CA
  • 09/2022 → Present
    Morristown, NJ
Previous Registrations
  • 1997-07-08 → 2022-12-22
    Ak Financial Group
    Irvine, CA
    Basalt, CO
Other Businesses

1. 10/6/2009 - NON-VARIABLE INSURANCE - AK FINANCIAL GROUP - RECOMMEND AND HELP PLACE TRADITIONAL INSURANCE PRODUCTS. - 2% OF TIME SPENT - BASALT, CO. 2. 9/5/2013 - AK Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 3. 4/8/2019 - The Girard Revocable Management Trust - Not Investment Related - At Reported Business Location(s) - Act in a Fiduciary Capacity - Started 03/29/2019 - 0 Hours Per Month. 4. 7/29/2020 - No Business Name - Investment Related - Home Based - Mortgage/Real Estate Services - Started 07/15/2020 - 0 Hours Per Month - Selling and buying personal investment properties. 5. 09/29/2022 - Private Advisor Group LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date - 11/01/2022 - 160 Hours Per Month/160 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 11/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-11-19
  • S63 Uniform Securities Agent State Law Examination
    1986-11-19
Designations
Other Names
  • Andy Karlinski

View on SEC IAPD

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