James Evan Hulburd

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2014 → Present
  Ubs Financial Services Inc
  Walnut Creek, CA

Previous Registrations

• 2001-10-18 → 2014-11-18
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Francisco, CA
  San Francisco, CA
  Alamo, CA

Other Businesses

FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: THE BONDERSON CHILDREN'S TRUST INVESTMENT RELATED: Y ADDRESS OF BUSINESS: SUNOL, CALIFORNIA 94586 NATURE OF BUSINESS: TRUST, COMPENSATION FOR ACTIVITY: N POSITION, TITLE, ASSOCIATION: TRUSTEE, START DATE OF RELATIONSHIP: 5/1/2001 NUMBER OF HOURS DEVOTED: 1 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 1 DUTIES: TRUSTEE

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-06-15
• S63 Uniform Securities Agent State Law Examination
  1983-04-26

Other Names

• James Hulburd
• Jim Hulburd