Best Investors Account Sign in
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-09-22
FL RA APPROVED 2003-07-01
  • TX RA
    APPROVED_RES
    Since 2017-09-22
  • FL RA
    APPROVED
    Since 2003-07-01

Branch Locations

125 E Intendencia St Ste 200, Pensacola, FL 32502 • United States

Pensacola, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Pensacola FL 05/2009 11/2016
Wells Fargo Clearing Services, Llc Pensacola FL 11/2016 Present
Previous Registrations
  • 2000-07-28 → 2003-07-01
    Prudential Equity Group, Llc
    Pensacola, FL
Other Businesses

WINDHAM AGENCY LLC, INV RELATED, PENSACOLA, FL, 100% OWNERSHIP, START 5/1/2004, 1 HOUR PER MONTH, ZERO DURING TRADING, RENTAL PROPERTIES-REAL ESTATE. RENTAL PROPERTY, INV RELATED, PENSACOLA, FL, 100% OWNERSHIP, START 5/1/2004, 2 HOURS PER MONTH, ZERO DURING TRADING, LANDLORD. RENTAL PROPERTY, INV RELATED, PENSACOLA, FL, 100% OWNERSHIP, START 4/1/2004, 2 HOURS PER MONTH, ZERO DURING TRADING, LANDLORD.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1983-04-15
  • S63 Uniform Securities Agent State Law Examination
    1983-04-15
Other Names
  • Patricia Ann Strain
  • Patricia Strain Windham
  • Patricia S. Windham-Harvey

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Pensacola, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor