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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-04-24 |
| CA | RA | APPROVED | 2009-03-03 |
Branch Locations
5250 North Palm Avenue Suite 111, Fresno, CA 93704-2226 • United States
Fresno, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Fresno | CA | 02/2009 | Present |
| City National Bank | Fresno | CA | 08/2020 | Present |
(1) LEON S PETERS FOUNDATION; ADDRESS: 4170 S FOWLER AVE, FRESNO, CA 93725; BUSINESS DESCRIPTION: CHARITABLE ORGANIZATION; NOT INVESTMENT RELATED; START DATE: 01/10/2010; CAPACITY: BOARD OF DIRECTORS; DUTIES: GIVE A QUARTERLY FINANCIAL REVIEW; HOURS DEVOTED PER WEEK: .25; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (2) CSU FOOTBALL FOUNDATION; ADDRESS: 4910 N. CHESTNUT, FRESNO, CA; BUSINESS DESCRIPTION: BOARD OF GOVERNORS; NOT INVESTMENT RELATED; START DATE: 09/26/2017; CAPACITY: BOARD OF DIRECTORS; DUTIES: BUDGET COMMITTEE; HOURS DEVOTED PER WEEK: <1; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: NONE (3) NAME OF ENTITY: Mark Ruof Dianne S.Nury ADDRESS: 2713 Torbett Street A & B, Nashville, TN 37209 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Rental property CAPACITY: Owner - Passive START DATE: 9/15/2021 DUTIES: Passive Investor - Collecting Rent HOURS DEVOTED PER MONTH: 0 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (4) NAME: Rental property Non-Investment related ADDRESS: 1500 Orange Avenue #47 Coronado CA 92118 Nature of Business: Rental property Position/Title: Passive Owner Projected start date: 09/15/22 Time devoted: 0 hours Duties: Passive investor (5) NAME OF ENTITY: FOURVILLE LLC ADDRESS: 2713 Torbett Street A 2713 Torbett Street B Nashville TN 37209 INVESTMENT/NOT INVESTMENT RELATED: Yes, make recommendations BUSINESS DESCRIPTION: Private Company START DATE: 25/03/2025 CAPACITY: Owner, Partner DUTIES: File taxes HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-10-09 |
| S63 | Uniform Securities Agent State Law Examination | 1983-05-16 |
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