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Jules Ronald Freeman

Ameriprise Financial Services, LLC

Scottsdale, AZ

Scottsdale, AZ

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-07-01
CA RA APPROVED 2019-05-31
  • TX RA
    APPROVED_RES
    Since 2024-07-01
  • CA RA
    APPROVED
    Since 2019-05-31

Branch Locations

16220 N Scottsdale Rd Ste 250, Scottsdale, AZ 85254 • United States

Scottsdale, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Scottsdale AZ 11/2008 05/2019
Ameriprise Financial Services Inc Scottsdale AZ 05/2019 03/2020
Ameriprise Financial Services, Llc Scottsdale AZ 03/2020 Present
Previous Registrations
  • 2008-11-07 → 2019-06-11
    Ubs Financial Services Inc.
    Scottsdale, AZ
  • 2007-04-02 → 2008-11-10
    Morgan Stanley & Co. Llc
    Scottsdale, AZ
  • 1997-07-08 → 2007-04-02
    Morgan Stanley Dw Inc.
    Scottsdale, AZ
    Scottsdale, AZ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-07-11
S63 Uniform Securities Agent State Law Examination 1983-04-22
  • S65 Uniform Investment Adviser Law Examination
    2007-07-11
  • S63 Uniform Securities Agent State Law Examination
    1983-04-22

View on SEC IAPD

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