Daniel Logsdon Putman

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/1983 → 08/2023
  Equico Securities, Inc.
  Ny, NY
• 09/1984 → 08/2023
  American General Insurance Co
  Okemos, MI
• 04/1986 → 08/2023
  Sigma Financial Corporation
  Ann Arbor, MI
• 11/2002 → 08/2023
  Sigma Planning Corporation
  Ann Arbor, MI
• 08/2023 → Present
  Lpl Financial Llc
  Okemos, MI

Previous Registrations

• 2010-01-29 → 2023-08-21
  Spc
  Okemos, MI
  Ann Arbor, MI

Other Businesses

1) 07/27/2023 - Non-Variable Insurance - Selling: Group health, life, dental and disability insurance - Hansen & Hansen, Inc - Ml 48864 - Investment related - 2 Hours per month - Start date: 8/21/2023. 2) 07/27/2023 - Winter Freedom, LLC - Real Estate Rental - Business Entity for Real Estate Investment - FL 32119 - Non investment related - 1 Hour per month - Start date: 8/21/2022. 3) 07/27/2023 - DRW Properties, LLC - Business Entity - Business Entity for Real Estate Investment - MI 48864 - Non investment related - 1% time spent - Start date: 7/21/2023. 4) 07/27/2023 - 1750 Hamilton Road, LLC - Real Estate Rental - MI 48864 - Investment related - 1 Hour per month - Start date: 7/21/2023.

Exams

• S63 Uniform Securities Agent State Law Examination
  1983-11-14

Designations

• Certified Financial Planner

Other Names

• Daniel Putman