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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2009-03-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Indianapolis | IN | 03/2009 | Present |
| Bank Of America, N.A. | Indianapolis | IN | 12/2009 | Present |
I*25909 For profit or not for profit: For-Profit Organization Name of outside business organization: Brisben Oil LLC Investment related: N Address of business: Fortville, Indiana 46040 Nature of business: LLC, none Position, title, association: Owner, Start date of relationship: Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: owner
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-12-08 |
| S63 | Uniform Securities Agent State Law Examination | 1983-04-20 |
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