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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-11-08
MD RA APPROVED 2023-08-30
  • TX RA
    APPROVED_RES
    Since 2025-11-08
  • MD RA
    APPROVED
    Since 2023-08-30

Branch Locations

231 Najoles Rd, Millersville, MD 21108 • United States

840 Elkridge Landing Rd, Linthicum, MD 21090 • United States

810 Bestgate Rd Ste 110, Annapolis, MD 21401 • United States

9207 Lakeside Blvd, Owings Mills, MD 21117 • United States

9150-12 Baltimore National Pike, Ellicott City, MD 21042 • United States

9250 Sigaba Way, Ft Meade, MD 20755 • United States

9824 Herczog Rd Gatehouse 4, Fort Meade, MD 20755 • United States

1077 Route 3 North, Gambrills, MD 21054 • United States

25 Magothy Beach Rd, Pasadena, MD 21122 • United States

6030 Daybreak Circle, Clarksville, MD 21029 • United States

300 Sentinel Dr Ste 190, Annapolis Junction, MD 20701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Columbia MD 08/2015 05/2017
Unemployed Crofton MD 06/2017 08/2017
Business Consultant / Contact Power Gambrills MD 08/2017 10/2018
Mutual Of Omaha Insurance Company Bethesda MD 11/2018 10/2020
Mutual Of Omaha Investor Services Bethesda MD 01/2019 10/2020
Prudential Insurance Company Of America Crofton MD 10/2020 07/2023
Pruco Securities, Llc. Crofton MD 10/2020 07/2023
Lpl Financial Hanover MD 07/2023 Present
Tower Federal Credit Union Hanover MD 07/2023 Present
  • 08/2015 → 05/2017
    Columbia, MD
  • 06/2017 → 08/2017
    Unemployed
    Crofton, MD
  • 08/2017 → 10/2018
    Business Consultant / Contact Power
    Gambrills, MD
  • 11/2018 → 10/2020
    Mutual Of Omaha Insurance Company
    Bethesda, MD
  • 01/2019 → 10/2020
    Mutual Of Omaha Investor Services
    Bethesda, MD
  • 10/2020 → 07/2023
    Prudential Insurance Company Of America
    Crofton, MD
  • 10/2020 → 07/2023
    Crofton, MD
  • 07/2023 → Present
    Lpl Financial
    Hanover, MD
  • 07/2023 → Present
    Tower Federal Credit Union
    Hanover, MD
Previous Registrations
Other Businesses

1) 08/25/2023 - TOWER FEDERAL CREDIT UNION - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 08/2023 2) 08/29/2023 - Tower Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-05-19
S63 Uniform Securities Agent State Law Examination 1986-04-22
  • S66 Uniform Combined State Law Examination
    2008-05-19
  • S63 Uniform Securities Agent State Law Examination
    1986-04-22
Other Names
  • Steve Koorey
  • Stephen John Koorey
  • Stephen J Koorey

View on SEC IAPD

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