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1138 Cadillac Court, Milpitas, CA 95035-3058 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-07-03 |
Branch Locations
1138 Cadillac Court, Milpitas, CA 95035 • UNITED STATES
1138 Cadillac Court, Milpitas, CA 95035-3058 • United States
1600 South Main Street Suite 190, Walnut Creek, CA 94596 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-01-26 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Npb Financial Group, Llc | Van Nuys | CA | 08/2005 | 07/2022 |
| Independent Financial Group, Llc | San Diego | CA | 07/2022 | 07/2024 |
| Hawley Advisors, Llc | Walnut Creek | CA | 03/2025 | Present |
| Friendly Foods, Inc. | Jorupa Valley | CA | 08/2023 | 04/2024 |
| Unemployed | Jurupa Valley | CA | 07/2024 | 03/2025 |
| Ni Advisors, Inc. | Milpitas | CA | 07/2026 | Present |
Hawley Advisors, LLC; Investment-Related; 1600 S. Main St., Ste. 190, Walnut Creek, CA 94596; Registered Investment Advisor; Chief Operations Officer or Independent Financial Operations Consultant as an Independent Contractor since March 2025; 50 hours/month and 50 hours/month during NAO business hours; Operations duties (Form filing, reports, etc).
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-12-20 |
| S63 | Uniform Securities Agent State Law Examination | 1995-04-28 |
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