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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2009-06-01 |
| TX | RA | APPROVED_RES | 2009-06-01 |
Branch Locations
2200 North Rodney Parham Road Suite 100, Little Rock, AR 72212 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley & Co., Incorporated | Little Rock | AR | 04/2007 | Present |
| Morgan Stanley Smith Barney | Little Rock | AR | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
1. MEMBER OF BOARD WITH THE ARKANSAS COUNCIL ON ECONOMIC EDUCATION. NON PROFIT IN ARKANSAS. NO SHARES HELD NEVER RECEIVE COMPENSATION STARTED IN 05/2003, NO OUTSIDE OFFICE HOURS 2. *416561 -Estate; Investment related Yes; Martinez, Georgia; Executor; 01/2021; During business hours: 0; After business hours: 1.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-12-09 |
| S63 | Uniform Securities Agent State Law Examination | 1983-05-02 |
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