Louis A Graham

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2007 → Present
  Morgan Stanley & Co., Incorporated
  Little Rock, AR
• 06/2009 → Present
  Morgan Stanley Smith Barney
  Little Rock, AR
• 01/2015 → Present
  Morgan Stanley Private Bank, National Association
  New York, NY

Previous Registrations

• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Little Rock, AR
• 1999-08-26 → 2007-04-02
  Morgan Stanley Dw Inc.
  Little Rock, AR
  Little Rock, AR

Other Businesses

1. MEMBER OF BOARD WITH THE ARKANSAS COUNCIL ON ECONOMIC EDUCATION. NON PROFIT IN ARKANSAS. NO SHARES HELD NEVER RECEIVE COMPENSATION STARTED IN 05/2003, NO OUTSIDE OFFICE HOURS 2. *416561 -Estate; Investment related Yes; Martinez, Georgia; Executor; 01/2021; During business hours: 0; After business hours: 1.

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-12-09
• S63 Uniform Securities Agent State Law Examination
  1983-05-02

Other Names

• Lou Graham
• Louis Austin Graham