Garry Steven Evans

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-07-09
CA	RA	APPROVED	1999-05-26

TX RA
APPROVED_RES

Since 2025-07-09
CA RA
APPROVED

Since 1999-05-26

Branch Locations

Santa Barbara, CA • United States

Williams, OR • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	Thousand Oaks	CA	05/1999	Present

05/1999 → Present

Lpl Financial, Llc

Thousand Oaks, CA

Previous Registrations

2009-03-06 → 2012-03-06

Summit Financial Consultants, Inc.

Westlake Village, CA

Other Businesses

(1) 05/07/2010 - GSE Capital Management - Business Entity For Tax/Investment Purposes Only - INV. REL. - AT REPORTED BUSINESS LOCATION(S) - Corporate name GSE Capital Management not held out to the public. Used for tax purposes only. - 1% TIME SPENT (2) 11/10/2011 - NO BUSINESS NAME - DBA for LPL Business (entity for LPL business) - GSE Capital Management - INV. REL. - AT REPORTED BUSINESS LOCATION(S) - 1% TIME SPENT

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1984-04-09

S63 Uniform Securities Agent State Law Examination

1984-04-09

View on SEC IAPD