Frank B Barry Ackerman

Employer firm

New Edge Wealth CRD 307771

$19.9B regulatory AUM 37 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2008 → 07/2021
  Ubs Financial Services Inc
  New York, NY
• 07/2021 → Present
  Newedge Securities, Inc
  Stamford, CT
• 07/2021 → Present
  New Edge Wealth
  Stamford, CT

Previous Registrations

• 2008-07-03 → 2021-07-29
  Ubs Financial Services Inc.
  New York, NY
  Wilton, CT
• 2006-03-30 → 2008-07-11
  J.P. Morgan Securities Llc
  New York, NY
  New York, NY

Other Businesses

1. NEW EDGE WEALTH~INVESTMENT RELATED~DARIEN, CT~INVESTMENT ADVISOR REPRESENTATIVE~JULY 2021~80HRS PER MONTH~76HrsPER MONTH DURING MARKET~FINANCIAL SERVICES TO HIGH NET WORTH INDIVIDUALS-Stamford, CT 2. Third Floor Asset Management, LLC*Yes Invest*CT*7/17/21*Managing Director*LLC for NEW business*Managing Member*0 Hrs trade/0 non trade

Exams

• S63 Uniform Securities Agent State Law Examination
  1983-05-24

Other Names

• Frank Barry Ackerman