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Current Employers
Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-01-01
  • FL RA
    APPROVED
    Since 2025-01-01

Branch Locations

421 St. Johns' Avenue Suite 3, Palatka, FL 32177 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Co. New York NY 06/1974 Present
Nylife Securities Inc. New York NY 01/1982 Present
Ginn Financial Group, Inc. Palatka FL 07/2003 Present
  • 06/1974 → Present
    New York Life Insurance Co.
    New York, NY
  • 01/1982 → Present
    Nylife Securities Inc.
    New York, NY
  • 07/2003 → Present
    Ginn Financial Group, Inc.
    Palatka, FL
Other Businesses

[GINN FINANCIAL GROUP, INC., 421 ST. JOHN'S AVENUE, SUITE 3, PALATKA, FL 32177 9987, TEL: 386-325-4501; AGENT'S ROLE: OWNER/DIRECTOR; NATURE OF BUSINESS: HOURS PER WEEK: 35 TO 40] [Real Estate; 8 UNIT APARTMENT COMPLEX,PIONEER ROAD PALATKA, FL; INVESTMENT RELATED. OWNER, ABOUT 1 HOUR MONTH] [REAL ESTATE DEVELOPMENT; LAND ACREAGE-47 Acres; ST AUGUSTINE FLA; INVESTMENT RELATED; 5 hours per week; start date 12/2002] ;LOU C & J.A. GINN JR. FAMILY LIMITED PARTNERSHIP; POSITION: LIMITED PARTNER ON Family REAL ESTATE/RENTAL PROPERTIES; INVESTMENT RELATED; PASSIVE INCOME; START DATE 1996; 1 HOUR A/MONTH] [Friends Of the Summerhaven River.; Restore the vitality of the Summerhaven River located in Summerhaven Fl.; 9051 Gene Johnson Rd. St. Augustine Fl. 32080; Start Date 07/2015; Role/Title: Officer; Not Investment Related; 5 hours per month; 2 hours per month during securities trading hours]

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-06-15
  • S65 Uniform Investment Adviser Law Examination
    1998-06-15
Other Names
  • John Arthur Iii Ginn

View on SEC IAPD

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