Randy Scott Levy

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Houston, TX
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  Houston, TX

Previous Registrations

• 2002-08-23 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Houston, TX
  St. Louis, MO
  Houston, TX

Other Businesses

POWER OF ATTORNEY FOR SON; INVESTMENT RELATED; HOUSTON, TX; START DATE 7/2014; 1 HR PER MONTH; 1 HR DURING TRADING.; EXECUTOR FOR FATHER'S ESTATE, INV RELATED, HOUSTON, TX, START: 08/21/2019, 2 HRS/MONTH, LESS THAN 1 HR DURING TRADING.; TRUSTEE FOR SISTER'S TRUST, INV RELATED, BELLAIRE, TX, START: 9/02/2019, 2 HRS/MONTH, 2 HRS DURING TRADING.; TRUSTEE FOR BROTHER'S TRUST, INV RELATED, BELLAIRE, TX, START: 9/02/2019, 2 HRS/MONTH, 2 HRS DURING TRADING.

Exams

• S63 Uniform Securities Agent State Law Examination
  1983-03-30