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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-09-09
PA RA APPROVED 2014-11-20
TX RA APPROVED 2014-11-20
  • FL RA
    APPROVED
    Since 2024-09-09
  • PA RA
    APPROVED
    Since 2014-11-20
  • TX RA
    APPROVED
    Since 2014-11-20

Branch Locations

305 Madison Avenue, Morristown, NJ 07960 • United States

300 Willowbrook Lane, Suite 315, West Chester, PA 19382 • United States

Indian Harbor Beach, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc West Chester PA 11/2002 Present
Private Advisor Group, Llc West Chester PA 10/2014 Present
Other Businesses

1. 11/8/2002: FINANCIAL PLANNING ASSOCIATES - Investment Related - AT REPORTED BUSINESS LOCATION(S) - Non-Variable Insurance DBA. 2. 9/20/2012: FPA WEALTH MANAGEMENT - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 3. 12/4/2014 - PRIVATE ADVISOR GROUP - Investment Related - At Reported Business Location(s) - REGISTERED INVESTMENT ADVISOR HYBRID - Started 11/15/2014 - 120 Hours Per Month/110 Hours During Securities Trading. 4. 11/30/2018 - Financial Planning Associates, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 11/28/2018 - 120 Hours Per Month During Securities Trading. 5. 12/9/2020 - Private Advisor Group - DBA: (Hybrid) Financial Planning Assoc FPA Wealth - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 11/20/2014 - 125 Hours Per Month/110 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 12/2020. I expect to spend approximately 125 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 9/13/2021 - TMV Associates - Investment Related - 300 Willowbrook Ln. Ste. 315 - Real Estate Rental - Started 01/01/2002 - 2 Hours Per Month/1 Hour During Securities Trading. 7. 10/25/2021 - FPA Benefits - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date: 10/25/2021 - 1 Hour Per Month/1 Hour During Securities Trading. 8. 11/2/2021 - Private Advisor Group - DBA: (Hybrid) FPA Benefits - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 10/25/2021 - 2 Hours Per Month During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 11/2021. I expect to spend approximately 2 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1983-04-18
  • S63 Uniform Securities Agent State Law Examination
    1983-04-18
Designations
Other Names
  • Thomas Henry Vickers

View on SEC IAPD

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