Lay Carl Rosenheimer

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2013 → 03/2018
  B.C. Ziegler And Company
  West Bend, WI
• 03/2018 → Present
  Stifel, Nicolaus & Company, Incorporated
  West Bend, WI

Previous Registrations

• 2013-09-27 → 2018-03-16
  B. C. Ziegler And Company
  West Bend, WI
  Chicago, IL
• 2002-03-21 → 2011-10-05
  Robert W. Baird & Co. Incorporated
  Milwaukee, WI
  Milwaukee, WI

Other Businesses

1. Rosenheimer Cemetery Association; 5087 S 18th Ave West Bend WI 53095; Private family cemetery; President; Guide the organization and preserve the property.; 09/21/1985; 10.00 Hour(s) Per Year; not during securities trading hours; Not Investment-Related. 2. Lakeshore Regional Child Advocacy Center; 134 S Foster Drive, Saukville, WI 53080; Provides investigative and support services to children in abusive situations; Board Member; 05/19/2021; 1 Hour per Week; Not During Securities Trading Hours; Not Investment-Related. 3. Lakeshore Regional Child Advocacy Center; 134 S Foster Drive, Saukville, WI 53080; Nonprofit agency that provides forensic interviews, medical evaluations & advocacy for children that have been victims of abuse; Board of Directors - Vice President; Attend bi-monthly board meetings and bi-monthly executive committee meetings. Vote on policy and procedures; 09/17/2025; 4hrs/mth; Not during securities trading hours; Not investment related

Exams

• S63 Uniform Securities Agent State Law Examination
  1983-04-26

Other Names

• Lay Carl Rosenheimber