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Stavis Wealth Transfer Solutions CRD 328185
$148M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1330 Post Oak Blvd Suite 2050, Houston, TX 77056 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-10-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stavis & Cohen Financial, Llc | Houston | TX | 09/2009 | 02/2021 |
| Fsc Securities Corporation | Houston | TX | 05/2014 | 07/2022 |
| Purshe Kaplan Sterling Investments | Albany | NY | 07/2022 | 08/2025 |
| Ci Private Wealth Us, Llc D/B/A Ci Stavis & Cohen Private Wealth | Houston | TX | 01/2022 | 04/2023 |
| Stavis & Cohen Private Wealth, Llc | Houston | TX | 08/2009 | 04/2023 |
| Stavis Wealth Transfer Solutions, Llc | Houston | TX | 04/2023 | Present |
| Benefit Funding Services Llc | Houston | TX | 08/2025 | Present |
1) Stavis Wealth Transfer Solutions dba Stavis Wealth. Investment Related. At Registered location. RIA. Chief Executive Officer. Start date 07/2023. 30 hrs/ month; 5 hrs/ month during security hours. Provide advice to clients. 2) RICE TEACHING; INSTRUCTOR : PRIVATE UNIVERSITY OFFERING CONTINUING ADULT EDUCATION TO THE COMMUNITY-INSTRUCTOR NOT INVESTMT RELATED: 2 ; 1 START DT: 06/14/1984; 6100 MAIN STREET, HOUSTON TX 77005; INSTRUCTOR ON ESTATE, RISK MANAGEMENT AND INSURANCE 3) THIRD COAST CREATIVE; Genl Partner : LLC INVESTMT RELATED: No ; 8 ; 0 START DT: 06/01/2008; 1330 Post Oak Blvd, Ste2190, Houston TX 77056; Passive investment in Broadway and Broadway style musicals and dramas. Receive modest royalties from album recordings and shows. 4) BARBARA BUSH CELEBRATION OF READING; Committee Member; Non-Profit INVESTMENT RELATED: No; 1 ; 0; START DT: 04/01/1994; P.O.Box 131614, Houston TX 77219; Committee member who cannot act on behalf of committee without permission of the Board Members or Organization. 5) ST. CHAN BUSINESS ENTERPRISES; Genl Partner ; Family Limtd Partnership (FLP) INVESTMT RELTD: Yes ; 0 ; 0 START DT: 01/01/2007; 3325 Inwood Drive, Houston TX 77019; Genl Partner of Family Limited Partnership. The FLP funds are used for a multitude of purposes, one of which is to purchase real estate properties. 6) Fixed Insurance. Investment related. At Registered Location. Fixed traditional insurance. Agent. Start Date: 06/1996. 10 hrs/mo; 10 hrs during trading. Sales of Fixed / Traditional insurance products 7) PKS Financial. Investment Related. 80 State St. Albany, NY 12207. Fixed / Traditional Insurance. Agent. Start Date: 07/2022. 5 hrs/mo; 5 hrs during trading. Sales of Fixed / Traditional Insurance 8) Ladies for Literacy Guild. Not Investment Related. 7887 San Felipe Suite 250 Houston, TX 77063. Non-profit organization. Treasurer. Start Date: 01/01/25. 1 hr/ month; none during trading hours. As treasurer for the Ladies for Literacy Guild I am tasked with presenting any decisions made by the grant committee on a quarterly basis. I do not make any financial decisions - only present the information. 9) Literacy Legacy Society. Not Investment Related. 7887 San Felipe Suite 250 Houston, TX 77063. Non-profit organization. Co-Chair. Start Date: 02/01/25. 4 hrs/ month; none during trading hours. As Co-chair for the Literacy Legacy society I am tasked to invite, create and educate members of the community on estate planning and philanthropic opportunities (similar to Rice Educational programs). I make no decisions on behalf of the non-proifit
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-06-27 |
| S63 | Uniform Securities Agent State Law Examination | 1983-04-27 |
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