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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2015-06-10 |
Branch Locations
1180 Capitol Street Suite 101, Eagle, CO 81631 • United States
280 Congress St Suite 1300, Boston, MA 02210 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services | Eagle | CO | 08/2006 | Present |
| Mass Mutual Life Insurance Company | Eagle | CO | 06/2006 | Present |
(1) NAME: JAMES BOLTON INV REL: Y ADD: 101 FEDERAL STREET, BOSTON, MA 02110 NATURE: Life an health insurance sales POSITION: Agent, Ownership, sales START DATE: 2008 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 2 (2) Name: Fulford 101 LLC Inv rel: Y Add: 1180 Capitol St. Suite 101, Eagle CO 81631 Nature: Real Estate Position: Ownership Start date: 1/15/2017 No. HR/MO: 1 No. HR/MO during sec trading: 0 (3) Name: Father Rick, LLC Inv rel: N Add: 280 Congress Street, Suite 1300, Boston, MA 02210 Nature: Member of LLC for Race Horse Ownership Position: Member Start date: 03/30/2026 No. HR/MO: 1 No. HR/MO during sec trading: 0 Describe duties: No active duties
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-05-31 |
| S66 | Uniform Combined State Law Examination | 2006-12-19 |
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