Pamela Joy Pouncy

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2015 → 11/2016
  Wells Fargo Advisors, Llc
  Tallahassee, FL
• 11/2016 → 03/2019
  Wells Fargo Clearing Services, Llc
  Tallahassee, FL
• 03/2019 → Present
  Lpl Financial Llc
  Birmingham, AL

Previous Registrations

• 2015-05-20 → 2019-04-04
  Wells Fargo Clearing Services, Llc
  Madison, FL
  Tallahassee, FL
  Tallahassee, FL
  Birmingham, AL
  Tallahassee, FL
  Perry, FL
  Tallahassee, FL
  Tallahassee, FL
  Tallahassee, FL
  Orlando, FL
  Birmingham, AL
  Birmingham, AL
  Birmingham, AL
  Hartselle, AL
  Vestavia, AL
• 2013-01-14 → 2015-05-18
  Bb&T Investment Services, Inc.
  Charlotte, NC
  Ocala, FL
  Silver Springs, FL
  Lady Lake, FL
  Tallahassee, FL
  Orlando, FL
• 2009-06-01 → 2011-05-26
  Morgan Stanley
  Birmingham, AL
• 2005-03-22 → 2009-06-01
  Citigroup Global Markets Inc.
  Birmingham, AL
  Birmingham, AL
  Ocala, FL
  Ocala, FL

Other Businesses

1. 05/06/2019 - Pouncy Financial, LLC - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:04/11/2019 - 160 hrs/mo - 120 hrs during trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-03-16
• S63 Uniform Securities Agent State Law Examination
  1996-06-10

Other Names

• Pamela Pouncy Mccarley
• Pamela Pouncy Wells
• Pamela Pouncey Ward
• Pamela Pouncy Ward
• Pamela Pouncy