Christopher Joseph Urso

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2012 → 05/2025
  Cuso Financial Services, Lp
  San Diego, CA
• 05/2025 → Present
  Lpl Financial Llc
  Manchester, NJ

Previous Registrations

• 2012-07-05 → 2025-05-15
  Cuso Financial Services, L.P.
  San Diego, CA
  San Diego, CA
  Manchester, NJ
• 2014-05-29 → 2016-07-26
  Sorrento Pacific Financial, Llc
  San Diego, CA
  Toms River, NJ
  Hauppauge, NY
  Riverhead, NY
  Wading River, NY
  East Hampton, NY
  Montauk, NY
  Sag Harbor, NY
  East Hampton, NY
  Port Jefferson, NY
  Riverhead, NY
  Port Jefferson, NY
  West Babylon, NY
  West Babylon, NY
  Melville, NY
  Sayville, NY
• 2007-05-09 → 2012-07-03
  J P Turner & Company Capital Management, Llc
  Toms River, NJ
• 2002-07-09 → 2005-10-13
  Ifmg Securities, Inc.
  Toms River, NJ

Other Businesses

1. 3/25/2025: Urso Financial Management & Consulting, LLC; At reported business location(s); DBA for LPL Business (entity for LPL business); Inv. related; start date 4/2/2007; 125hrs/mo. during trading. 2. 3/25/2025: James T. Reedy, Sr Scholarship Fund; At reported business location(s); Non-Profit Board Member; Not inv. related; start date 9/1/2004; 2hrs/mo.; 1hr during trading. 3. 3/25/2025: Notary Public; At reported business location(s); Notary; Not inv. related; start date 1/30/2008; 1hr/mo.; 1hr during trading. 4. 3/25/2025: CCD Enterprises; various locations; Other: Business Owner - Artist/Musician; Not inv. related; start date 4/17/2007; 20hrs/mo.; 0hrs during trading. 5. 3/25/2025: GoldenCare USA; At reported business location(s); Non-Variable Insurance; Inv. related; start date 9/1/2016; 1hr/mo.; 1hr during trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-09-09
• S63 Uniform Securities Agent State Law Examination
  1987-03-02

Other Names

• Chris Urso