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Employer firm

First Heartland Consultants, Inc. CRD 110377

$2.09B regulatory AUM 42 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
First Heartland Consultants, Inc.

4101 Lake St. Louis Blvd, Lake St. Louis, MO 63367 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2012-06-04
  • AR RA
    APPROVED
    Since 2012-06-04

Branch Locations

Little Rock, AR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Heartland Capital Inc Lake St. Louis MO 02/2012 Present
  • 02/2012 → Present
    First Heartland Capital Inc
    Lake St. Louis, MO
Previous Registrations
  • 2009-06-18 → 2012-02-13
    B. Riley Wealth Management
    Memphis, TN
    Hartville, OH
    Little Rock, AR
  • 1998-08-18 → 2009-06-15
    Orellano Capital Management Company
  • 1998-08-18 → 2002-12-31
    Orellano Capital Management Company
    Little Rock, AR
Other Businesses

Dorel LLC. Not investment related LLC with S-corp selection created for business expenses. Start 2/11/19. First Heartland Consultants. Investment related. Investment advisory services. Start 6/4/12.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-08-17
S63 Uniform Securities Agent State Law Examination 1983-04-28
  • S65 Uniform Investment Adviser Law Examination
    1995-08-17
  • S63 Uniform Securities Agent State Law Examination
    1983-04-28
Other Names
  • Daniel Jr Orellano

View on SEC IAPD

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