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280 S Mangum St Ste 550, Durham, NC 27701-3676 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2011-07-29 |
Branch Locations
280 S. Mangum Street Suite 550, Durham, NC 27701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Verity Asset Management, Inc | Durham | NC | 09/1996 | Present |
| Verity Investments, Inc | Durham | NC | 06/2011 | 03/2026 |
| Verity Financial Group | Durham | NC | 08/1996 | Present |
| Simplicity Investments | Summit | NJ | 03/2026 | Present |
1.) PLANSCOPE 360 - 1/1/24 - 280 S Mangum St, Suite 550, Durham, NC 27701 - Partner, Serve on board of managers, Not Invt Rel, Retirement plan, 5 hrs/mo; 0 hrs/mo (during trading hours). 2.) VERITY FINANCIAL GROUP - 8/1/96 - 280 S Mangum St, Suite 550, Durham, NC 27701 - Partner, Executive support, Not Invt Rel, Holding company, 10 hrs/mo; 5 hrs/mo (during trading hours). 3.) VERITY ASSET MGMT - 9/1/96 - 280 S Mangum St, Suite 550, Durham, NC 27701 - President/CIO/CCO, Investment advisory services, Invt Rel, RA business, 220 hrs/mo; 120 hrs/mo (during trading hours).
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-12-04 |
| S63 | Uniform Securities Agent State Law Examination | 1983-03-28 |
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