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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2013-04-17 |
Branch Locations
1869 Charter Lane Suite 103, Lancaster, PA 17601 • United States
Ardmore, PA • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Company | Ardmore | PA | 06/1997 | 07/2023 |
| Park Avenue Securities | Ardmore | PA | 11/2012 | 07/2023 |
| Park Avenue Securities | Wilmington | DE | 07/2023 | 12/2025 |
| Guardian Life Insurance Company | Wilmington | DE | 07/2023 | 12/2025 |
| Guardian Life Insurance Company | Ardmore | PA | 06/2024 | Present |
| Park Avenue Securities | Ardmore | PA | 06/2024 | Present |
| Guardian Life Insurance Company | Lancaster | PA | 12/2025 | Present |
| Park Avenue Securities | Lancaster | PA | 12/2025 | Present |
1. Insurance Broker fixed insurance products when Guardian or its affiliates do not meet the needs of my client. Start: 04/08/2010 Address: 116 Argyle Road Ardmore, PA. 19003 2 bus hrs per month Investment related 2. Ski Instructor Instruct children and adults on ski techniques Start: 12/08/2012 Address: 1 Camelback Road; Tannersville PA 18372 24 non bus hrs per month Not investment related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-02-10 |
| S63 | Uniform Securities Agent State Law Examination | 1994-09-16 |
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